How to Write a Thesis: A Working Guide R Chandrasekhar Australian Research Centre for Medical Engineering (ARCME) The University of Western Australia
Text Previews (text result may be not accurate) HowtoWriteaThesis:
AWorkingGuide
RChandrasekhar
AustralianResearchCentreforMedicalEngineering(ARCME)
TheUniversityofWesternAustralia
35StirlingHighway,Crawley,WA6009,Australia
chandra@arcme.uwa.edu.au
Written:24Feb2000;Revised:30April2002
Contents
1Introduction3
1.1Whatisathesisandwhywriteone?.....................3
1.2Dierencesbetweentheundergraduateandpostgraduatetheses......4
2Structure5
2.1ThesisstructureatUWA............................5
2.2Rationaleforstructure.............................6
2.3Thehypothesisunderpinsthethesis......................6
2.4Doesanengineeringthesisneedahypothesis?................7
3Substance8
3.1Beginatthebeginning:keeprecords.....................8
3.2Writewiththereaderinmind.........................9
3.3Think-Plan-Write-Revise............................10
3.4Attikiouzel'saphorisms.............................10
3.5Lindsay'slaws..................................11
3.6Hartmann'shints................................12
HOWTOWRITEATHESIS
Contents
3.14Polishingupyourthesis............................17
3.15Thetimeelement................................18
3.16Do'sandDon'tsinScienceandEngineering.................18
4Style:Language18
4.1ThecraftofwritinggoodEnglish.......................18
4.2AmbiguityandClarity.............................19
4.3Precision.....................................20
4.4Brevity......................................20
4.5Examplesofwhattoavoid...........................20
4.6Punctuation...................................22
4.7TheI/WeActive/Passivecontroversy.....................23
4.8Examplesofgoodwriting...........................25
4.9Spellingandgrammar.............................26
5Style:Layout27
5.1Format......................................27
5.2WordProcessorvsMarkupLanguage.....................27
5.3Diagrams,GraphsandTables.........................27
5.4TableofContents,BibliographyandIndex..................28
6Conclusions28
7Acknowledgements29
References29
QuickReferenceGuide32
Abstract
Thisisashortguideonhowtowriteathesisatboththeundergraduateand
postgraduatelevels.Itisaimedatstudentsofengineeringandscience.Athesis
maybeanalysedintothreeS's:
structure,substance
and
style
.Structureconfers
logicalcoherence;substance,signicanceanddepth;andstyle,eleganceandappeal.
Stateyourhypothesisclearly,ensuringthatitisbothreasonableandtestable.
HOWTOWRITEATHESIS
1Introduction
1Introduction
Thisisaworkingguideonwritingathesis.Itisintendedtoassistnalyearandpost-
graduatestudentsinElectrical/Electronic/ITEngineeringattheCentreforIntelligent
InformationProcessingSystems(CIIPS),andtheAustralianResearchCentreforMedi-
calEngineering(ARCME),atTheUniversityofWesternAustralia(UWA).Theguideis
dividedintothreemainparts:
IStructure;
IISubstance;and
IIIStyle
Thestructureofathesisisgovernedbylogicandisinvariantwithrespecttosubject.The
1
Thisguidedoesnotcovertheearlierphases,suchasselectingasupervisorandresearchtopic,doing
HOWTOWRITEATHESIS
1Introduction
Mostofall,athesisisanattemptto
communicate
.Sciencebeginswithcuriosity,
followsonwithexperimentandanalysis,andleadstondingswhicharethensharedwith
thelargercommunityofscientistsandperhapseventhepublic.Thethesisistherefore
notmerelyarecordoftechnicalwork,butisalsoanattempttocommunicateittoalarger
audience.
2
Pununintended!
3
Contrarytocustomelsewhereintheworld,thecandidateforamaster'sordoctoraldegreeatUWA
isgenerallynotrequiredtomakeanoralpresentationanddefenceofherorhiswork.Bycontrast,
thenal-yearElectrical/Electronic/ITEngineeringstudentisrequiredtomakeanoralpresentationthat
contributesasmallpercentagetothetotalmarksforthethesis.
4
HOWTOWRITEATHESIS
2Structure
2Structure
2.1ThesisstructureatUWA
TheUWAPhDregulations[4]givethefollowingformatforthedoctoralthesis:
1.Titlepage:givesthetitleofthethesisinfull,thecandidate'snamesanddegrees,a
statementofpresentationintheform`ThisthesisispresentedforthedegreeofDoctorof
PhilosophyoftheUniversityofWesternAustralia',thedepartmentandyearofsubmission.
2.SummaryorAbstract|ofapproximately300words.(Itshouldnotexceed700words.)
TheAbstractorsummaryshouldsummarizetheappropriateheadings,aims,scopeand
conclusionofthethesis.
3.TableofContents
4.Acknowledgements
5.MainText
6.BibliographyorReferences
7.Appendices
Theformatoftheundergraduatethesisissimilar,exceptthatthetitlepageisfollowed
HOWTOWRITEATHESIS
2Structure
Thisstructurere
ectsthetime-honouredformatofscienceexperiments:
I.Aim
Whatdidyoudoandwhy?
Howdidyoudoit?
Observations/Results
Whatdidyound?
Discussion
Whatdoyourresultsmeantoyouandwhy?
Conclusions
Whatnewknowledgehaveyouextractedfromyourexperiment?
Table
1:
Thistableshowstherelationshipbetweenthestructureofanexperimentalchapter
inathesis,anditsunderlyinglogic.
Any
awinthereasoningorgapinthelogicwillbeeasilyspottedifthisstructure
isstrictlyfollowed.
Thus,thestructureofthethesisisdesignedtoenforcelogicaland
scienticrigourandmakeiteasytoread.
Followthestructureandyoucanbesurethat
youaretellingyourstoryintherightorder.Butwhatexactly
is
yourstory?
2.3Thehypothesisunderpinsthethesis
The
hypothesis
isallimportant.
Itisthefoundationofyourthesis.
Itgivescoherence
andpurposetoyourthesis.Gobacktosection1.1toreviewthemeaningandetymology
ofthisword.Ifitishardtograspwhathypothesismeans,theseexplanationsmighthelp:
Thehypothesisdenestheaimorobjectiveofanexperiment,thatifsomelikely
butunprovenpropositionwereindeedtrue,wewouldexpecttomakecertainobser-
vationsormeasurements.
6
HOWTOWRITEATHESIS
2Structure
Ahypothesisisanimaginativepreconceptionof
whatmightbetrue
intheformof
adeclarationwithveriabledeductiveconsequences[7,p18].
Hypothesesarethelarvalformsoftheories[7,p20].
`Ineveryusefulexperiment,theremustbesomepointinview,someanticipationof
aprincipletobeestablishedorrejected';
suchanticipationsarehypotheses
[7,John
GregoryquotedbyMedawar,p22].
Indeed,thegreatFrenchphysiologist,ClaudeBernard,haswritten:
Ahypothesisis...theobligatorystartingpointofallexperimentalreasoning.
Withoutit,noinvestigationwouldbepossible,andonewouldlearnnothing:
onecouldonlypileupbarrenobservations.Toexperimentwithoutprecon-
ceivedideasistowanderaimlessly.[7,p30]
Your
hypothesis
must
ttheknownfacts
4
and
betestable
.Tocomplywiththerst,you
musthavereadtheliterature.Tocomplywiththesecond,youmustdotheexperiment.
Thisiswhythehypothesisiscentraltoscienticinvestigation[5].
Ifyoundtime,readanaccountofthefamousMichelson-Morleyexperiment[8]to
understandthatifhypothesisandexperimentareincon
ict,itisexperimentthatprevails
andhypothesisthatfalls.Ifanexperimentshowsthatahypothesisisincorrect,thenthat
hypothesismustbeerroneous,nomatterhowattractive.Moreover,failureofahypothesis
mayleadtoare-examinationofassumptions,refutationofshakytheories,andultimately
tonewknowledge,ashappenedinthiscase.
2.4Doesanengineeringthesisneedahypothesis?
Hypothesesmayberelevanttosciencetheses,butaretheyrelevanttoengineeringthe-
ses?Becauseengineers
invent
ratherthan
discover
,doesanengineeringthesisneeda
hypothesis?
Yes,allthemoreso,becauseinventionisamoretightly
directed
activitythandiscov-
ery;andthetwoarenotmutuallyexclusiveanyway!Ipreferthewordhypothesis:
that
whichunderliesathesis
;youmaybemorefamiliarorcomfortablewith
aims
or
objectives
.
Thehypothesisisthe
electromotiveforce
or
emf
foryourthesis.
4
Butyoushouldnotbeafraidtoexploretheunknown.Ifthe\knownfact"that\atomsareindivisible"
HOWTOWRITEATHESIS
3Substance
forfurtherinvestigation.Yourownprojectwouldhavedemonstrated
5
thecorrectnessof
ahypothesislike`Itispossibletosortgoodgreenapplesfrombadgreenapples,withan
5
Philosophersofsciencecontend[7]thatahypothesiscannotbeprovedconclusively,butonlyfalsied.
Wewillsteerclearofthiscontroversyhere.
6
\Beginatthebeginning,"theKingsaidgravely,\andgoontillyoucometotheend:thenstop."
Alice'sAdventuresinWonderland
byLewisCarroll[9,p158]
8
HOWTOWRITEATHESIS
3Substance
thesis.Thematerialthatfollowsisthecoreofthisworkingguide:sopayattentiontoit
andtrytounderstanditthoroughly.
3.2Writewiththereaderinmind
Allcommunicationinvolvestwoparties:thesenderofthemessageandthereceiver;in
writtencommunication,theyarethewriterandthereader.Ifyou
writewiththereaderin
mind
youaremorelikelytocommunicatesuccessfully.Toxthisconceptinyourmind,I
willintroducetwoanalogiesfromelectricalengineeringwithwhichyou
must
befamiliar:
1.themaximumpowertransfertheorem:[11,p432]Thetransferofpowerfroma
sourcetoaloadismaximumiftheloadimpedanceisthecomplexconjugateofthe
sourceimpedance(seeFigure1).Thematchingof
source
and
load
impedancesfor
maximumpower
transfertooccurisanalogoustomatchingthe
writer'stechnique
tothe
reader'sexpectations
for
maximumcommunication
tooccur.
2.thereare
nore
ections
onanideal,losslesstransmissionlineifitisterminatedwitha
loadthatisequaltothe
characteristicimpedance
ofthetransmissionline[12,p355].
The
re
ections
attheendofatransmissionlinearelikethereader's
confusion
at
whatthewriterintendedtoconvey;suchconfusionisminimizedagainby
matching
whatthereaderexpectswithwhatthewriterprovides
.
Figure
1:
Maximumpoweristransferredfromthesource
V
S
iftheloadimpedance
Z
L
isthe
complexconjugateofthesourceimpedance
Z
S
,i.e.,if
Z
L
=
Z
S
[11,p432].
HOWTOWRITEATHESIS
3Substance
2.Placeinthepositionofimportance(stressposition)the\newinformation"you
wantthereadertoemphasizeinhisorhermind.
3.Placethepersonorthingwhosestoryisbeingtoldatthebeginningofasentence
inthetopicposition.
4.Placeappropriate\oldinformation"(materialdiscussedearlier)inthetopicposition
toprovide
linkage
withwhathasgonebeforeand
context
forwhatistocomelater.
5.Makecleartheactionofeveryclauseorsentenceinitsverb.
6.Providecontextforyourreaderbeforeaskinghimorhertoconsideranythingnew.
7.Matchtheemphasisconveyedbythe
substance
withtheemphasisanticipatedby
thereaderfromthe
structure
.
Insummary,matchthereader'sexpectationsbyconstructingsentencesskilfully.
Lead
thereaderfromtheknowntotheunknown.
Writewiththereaderinmind:thisisusually
HOWTOWRITEATHESIS
3Substance
3.
Writeyourthesisfromtheinsideout.
Beginwiththechaptersonyourownexper-
imentalwork.Youwilldevelopcondenceinwritingthembecauseyouknowyour
7
NomanisanIsland,entireofitself;everymanisapieceoftheContinent,apartofthemain;ifa
clodbewashedawaybythesea,Europeistheless,aswellasifapromontorywere,aswellasifamanor
ofthyfriendsorofthineownwere;anyman'sdeathdiminishesme,becauseIaminvolvedinMankind;
Andthereforeneversendtoknowforwhomthebelltolls;Ittollsforthee.|JohnDonne(1571{1631),
MeditationXVII
11
HOWTOWRITEATHESIS
3Substance
HOWTOWRITEATHESIS
3Substance
5.
HypothesisTesting.
Thehypothesismustbeframedcarefullyandexperimentsde-
signedthoughtfullytotestit.
6.
8
IhavetakenpedagogiclicenceherebyextrapolatingNewton'slawsfromthephysicaltothemental.
13
HOWTOWRITEATHESIS
3Substance
3.8TheExperimentalChapters
Eachoftheseshouldpreferablybeself-containedandclearlyfocused.Thinkofthestory
youwanttotell.
Chooseandpresentonlythoseresultsthatarerelevanttoyourhypothesis.
Amorassofexperimentalresultsunilluminatedbyahypothesisandunembellishedbya
discussionisinsultingandconfusingtoyourreader.
Figure
2:
HOWTOWRITEATHESIS
3Substance
Donotchangeyoursymbolsandtheirmeaningsasyougoalong:thiswillirritateyour
readernoend.
Checkallfactsandresultsatleastonce,twiceifpossible.
UseSIunitsandthepreferredabbreviations.Itisunprofessionaltowrite75mhz
HOWTOWRITEATHESIS
3Substance
3.10TheIntroductionandConclusions
TheIntroductioniswhereyou\softlaunch"yourreaderontheworkdescribedinyour
thesis.
Leadthereaderfromtheknowntotheunknown.
Statethehypothesisclearly.
Giveapreviewofyourthesis,globallyandchapterbychapter.YourIntroductionhas
doneitsworkifyouhavecapturedthereader'scuriosityandinterestinthisrstchapter.
TheConclusionsrecordthepowerofyourscienticthinking.Youhavetouniteall
thathasgonebeforewitha\threadofuniedperspective".Thisiswhereyousaywhyyou
thinkyourstoryisagoodoneandpresentevidencefromyourworktosupportyourclaim.
Thefateofyourhypothesisisrevealedhere:diditstand,fall,orrequiremodication?
Youmaybrie
ycompareyourworkwiththatofothers,presentwhatevernewknowledge
hasbeengainedfromyourwork,andsuggestwhatmaybedonetofurthernewknowledge.
TheConclusionsshouldgiveasenseoffullmentandnalitytoyourthesis,andgivethe
readersomesatisfactionthatthetimespentonreadingithasnotbeeninvain.
WritetheIntroduction
after
youhavewrittentheConclusionsandmakesurethetwo
match(seesection3.4).
3.11Linkingyourchapters
Whileyouarewritingyourthesis,youmightsuddenlyrememberthatanideainChapter3
HOWTOWRITEATHESIS
3Substance
onepage;and
onechapter.
Thismethodissomewhatlikeaskingadyingmanforamessage:hewilltellyouonlythe
mostimportantthing(s).Youbeginatthemost\compressed"levelofdescribingyour
thesisandsuccessivelyrelaxtheconstraintonthenumberofwordstoachieveincreasing
9
TheAbstractis
not
asummaryofthe
entire
contentsofyourthesis,butonlyofits
salient
points,
includingthe
majorndingsandconclusions.
17
HOWTOWRITEATHESIS
4Style:Language
HOWTOWRITEATHESIS
4Style:Language
you.Ithelpstoreadbooksdevotedtothesubject[21{27],butithelpsevenmoretoread
exemplarsofgoodwriting.Iparticularlylikeandrecommendthebooksofthechemist
10
ThoseforwhomEnglishisasecondlanguagesometimesmistakenlythinkthatgoodEnglishshould
beconvoluted.Thisisnottrue.GoodEnglishisclearandeasytoreadandunderstand.Thecardinal
ruleisto
keepitsimple.
19
HOWTOWRITEATHESIS
4Style:Language
4.3Precision
Precisiondistinguishesscienceasaeldofintellectualendeavour.Itisvitalinquantitative
work.Precisionallowsyourworktoberepeatedbyothersforvericationandextension.
Vaguenesshidesinexpressionslike\quitesmall",\aconsiderablelength"etc.Avoid
them.Theywillbesmirchyourwritingandyourwork.
Precision,accuracyandexperimentalerrorareaninseparabletriad.Youshouldknow
howtheydierandwhytheyarerelated.Ifnot,readagoodtextonthesubject,for
example[34,35].Precisionisrelatedto
resolution
ofmeasurements;accuracy,to
delity
withtruth;anderrorwith
departure
fromtruth.Allmeasurementsembodyerrors,limited
bytechnique,instrumentationandotherfactors.
Donotrecordameasuredvoltage,forexample,tovedecimalplacessimplybecause
11
L
ight
A
mplicationby
S
timulated
E
missionof
R
adiation.
12
SMTPsoundssomuchmorelearned(andcomplicated)than\
S
imple
M
ail
T
ransfer
P
rotocol"when
usedinthecontextofe-mail.
13
IamindebtedtoProf.DavidLindsayforintroducingmetothispricelessword.
20
HOWTOWRITEATHESIS
4Style:Language
1.
Clustersofnouns.
14
LeastSignicantBit
15
Plotofground,presumably.Myfootnote.
21
HOWTOWRITEATHESIS
4Style:Language
andweakensthesentence,whereasactivevoiceisdirect,succinctandmoreforceful.
Compare\Patientswereobservedbytwopeopleforsignsofabnormalbehaviour"[5,
p49]with\Twopeopleobservedthepatients..."[5,p49].
7.
Useofimprecisewords.
Donotusewordslike\quite",\some",\considerable",\a
HOWTOWRITEATHESIS
4Style:Language
Colon.
Thecolonisusedbeforeoneormoreexamplesofaconcept,andwhenever
itemsaretobelistedinavisuallyseparatefashion.Thesentencethatintroduced
theitemizedlistyouarenowreadingendedinacolon.Itmayalsobeusedto
separatetwofairly|butnottotally|independentclausesinasentence.
Fullstoporperiod.
Thefullstopendsasentence.Ifthesentenceembodiesa
questionoranexclamation,then,ofcourse,itisendedwithaquestionmarkor
exclamationmark,respectively.Thefullstopisalsousedtoterminateabbreviations
16
Theplural,'we'somehowseemsmoreacceptable,perhapsbecauseithasroyalconnections!
23
HOWTOWRITEATHESIS
4Style:Language
upanddownintheblue,asifconnedinagroove,andfollowingthe
motionoftheeyeasitmovedupordownthespectrum,butrefusingto
passoutoftheblueintoothercolours.|
JamesClerkMaxwell
[39,p435]
Itisnow,Ibelieve,generallyadmittedthatthelightwhichwereceivefrom
theclearskyisdueinonewayoranothertosmallsuspendedparticles
whichdivertthelightfromitsregularcourse.|
LordRayleigh
[40,p87]
2.Therstpersonpluralpronoun,`we'isusedwhenstatingfacts,assumptionsor
previouslyderivedresults;in(mathematical)proofs;andespeciallyintextbooks
whereadidactictoneisnormal.Theuseof`we'conveystheimpressionofadia-
HOWTOWRITEATHESIS
4Style:Language
HOWTOWRITEATHESIS
4Style:Language
existenceandpropertiesofmolecules.Ifyoucandrawyourreaderintoyourworklike
this,youhavewrittenagoodthesis.
Nowforthesecondexample:
Astructureisanarrangementofparticles,suchasatoms,molecules,orions.
Forexample,acrystalisadenitestructure.Itisdistinctfromagas,aliquid,
orevenasplodge
17
ofbutter,becauseinthesethearrangementsofparticles
areindenite.Whereasinacrystalwecanbesuretondaparticleatsome
denitelocationrelativetoanother,...inthe\structureless"statesofgases,
liquids,andamorphoussolids,therelativelocationsofparticlesareindenite
...
Wecansummarizetheseremarks(andsowtheseedforthegeneralization)by
sayingthattheparticlesofcrystallinesolidsarearranged
coherently
:thelo-
cationsare
correlated
.Incontrast,ingases(andtoasmallerextentinliquids)
thelocationsareuncorrelated.Theideathat
structuresigniescoherence,
withorderlyregimentsofparticles,whereas
lackofstructuresigniesinco-
herence,
withahodge-podgeoflocations,neatlycapturessolidsasstructures
butallowsgasestoescapeasstructureless.|
17
Theuseofacolloquialexpressionlike\splodge"ispermissiblebecausetheextractisfromabook
writtentopopularizescience.
26
HOWTOWRITEATHESIS
5Style:Layout
5Style:Layout
Thelayoutisthepackagingforyourthesis.Apleasingfontandadequatemarginsmake
yourthesisvisuallyattractive.Theconventionistochooseafontwithserifs(e.g.,Times
18
WhatYouSeeIsWhatYouGet
27
HOWTOWRITEATHESIS
6Conclusions
Agraphshouldbereservedforexcitingndingsorinteresting,butunexpectedre-
HOWTOWRITEATHESIS
References
7Acknowledgements
HOWTOWRITEATHESIS
References
[12]B.P.Lathi,
Signals,SystemsandCommunication
.NewYork,USA:JohnWiley&
Sons,1965.
[13]G.D.GopenandJ.A.Swan,\Thescienceofscienticwriting,"
AmericanScientist
,
vol.78,pp.550{558,1990.
[14]Y.Attikiouzel,\WritingthePhDThesis."Privateverbalcommunication,asthe
author'sPhDsupervisor,CentreforIntelligentInformationProcessingSystems,De-
partmentofElectricalandElectronicEngineering,TheUniversityofWesternAus-
tralia,Nedlands,WA6907,Australia,1993{1996.
[15]D.Lindsay,\WritingandPublishinginScienticJournals."StaDevelopmentPro-
grammeentitled\WritingandPublishinginScienticJournals"organisedon3June
1999bytheCentreforStaDevelopment,TheUniversityofWesternAustralia,
Nedlands,WA,Australia,1999.
[16]P.Hartmann,R.Fraser,andP.Maddern,\Thecharacteristicsofagoodthesis."
DiscussionduringStaDevelopmentProgrammeentitled\SupervisingPostgraduate
Students"organisedon29March1999bytheCentreforStaDevelopment,The
UniversityofWesternAustralia,Nedlands,WA,Australia,1999.
[17]T.BuzanandB.Buzan,
Themindmapbook
.London,UK:BBCBooks,reviseded.,
1995.
[18]D.HoltomandE.Fisher,
EnjoyWritingYourScienceThesisorDissertation!:A
stepbystepguidetoplanningandwritingdissertationsandthesesforundergraduate
andgraduatesciencestudents
.London,UK:ImperialCollegePress,1999.
[19]M.R.Schroeder,
Fractals,Chaos,PowerLaws:MinutesfromanInniteParadise
.
NewYork,USA:WHFreeman,1991.
[20]E.M.PhillipsandD.S.Pugh,
HOWTOWRITEATHESIS
References
[27]M.Cutts,
HOWTOWRITEATHESIS
QuickReferenceGuide
QuickReferenceGuide
Writingathesiswellissimpleifyouknowhow.
Therearethreeaspects:
{
structure
{
substance
{
style
butallthreeareentwined.
Startatthebeginningbykeepinggoodrecords.
Understandwhatitisyouaredoingandwhy.
Beclearwhatstoryyouaregoingtotell.
Keepthehypothesistotheforealways.
Sticktothethesisstructureyouhavebeengiven.
StartwritingyourExperimentalChaptersrst.
IfyouhavedoneaLiteratureReview,writeitnext.
Thencompletetherest:
{
Conclusions
{
Introduction
{
Summary
inthatorder.
TheotherbitsandpiecesliketheAppendicesmaybewrittenasyougoalong.
Think,planwrite,revise.
Thinkclearly.
Writecarefully.
Thethreewatchwordsare:
{
Clarity
{
Precision
{
Brevity
32
HOWTOWRITEATHESIS
QuickReferenceGuide
inthatorder.
Leavenogapsinthechainoflogicorideasyouexpress.
Avoidverbiage.
Avoidclutter.
Developyourownwritingstyleby
{
carefulreadingand
{
evenmorecarefulwriting.
Polishwhatyouhavewrittenbyrepeatedreadingandrevision.
Askyoursupervisortocritiqueyourthesisdraftandamenditaccordingly.
Submityourbesteortasyourcompletedthesis.
33